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Carlo M Zanoni

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lewiston, ME

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-15
ME RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2016-06-15
  • ME RA
    APPROVED
    Since 2009-10-23

Branch Locations

415 Lisbon St, Lewiston, ME 04243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Auburn ME 10/2009 Present
Bank Of America, N.A. Lewiston ME 07/2011 Present
Previous Registrations
  • 2006-01-25 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Lewiston, ME
    Lewiston, ME
    Brunswick, ME
    Thomaston, ME
    Rockland, ME
    Bath, ME
    Lewiston, ME
    Lewiston, ME
    Auburn, ME
    Lewiston, ME
    Manchester, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2003-06-09
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2003-06-09
Other Names
  • Carlo Martin Zanoni

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LEWISTON, ME
AMERIPRISE FINANCIAL SERVICES, LLC · Lewiston, ME
EQUITABLE ADVISORS, LLC · LEWISTON, ME
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lewiston, ME
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lewiston, ME
MWA FINANCIAL SERVICES INC. · LEWISTON, ME
STATE FARM INVESTMENT MANAGEMENT CORP. · Lewiston, ME
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lewiston, ME

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