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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| IL | RA | APPROVED | 2009-08-24 |
Branch Locations
263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Geneva | IL | 08/2009 | Present |
1. Co-Trustee of Non-Family Trusts. 2. MELALEUCA; CONSUMER DIRECT MARKETER; REFER CUSTOMERS TO COMPANY WEBSITE; 5 HOURS/WEEK;DURING NON-BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-02 |
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