Richard Paul Pucci

Current Employers

Employment History

• 01/2012 → 05/2020
  Securities America, Inc. Dba Park Ridge Financial, Inc.
  Chicago, IL
• 01/2012 → 05/2020
  Securities America Advisors, Inc. Dba Park Ridge Financial, Inc.
  Chicago, IL
• 05/2020 → 07/2026
  Lpl Financial Llc Dba Park Ridge Financial, Inc.
  Chicago, IL
• 07/2026 → Present
  Maridea Wealth Management Llc
  Chicago, IL
• 07/2026 → Present
  Maridea Insurance Company, Llc
  Chicago, IL

Previous Registrations

• 2020-05-28 → 2026-07-30
  Lpl Financial Llc
  Tomahawk, WI
  Chicago, IL
  Chicago, IL
• 2012-01-31 → 2020-05-28
  Securities America Advisors, Inc.
  Park Ridge, IL
  Chicago, IL
• 2009-09-15 → 2012-01-31
  Pacific West Financial Consultants Inc
  Renton, WA
• 2009-03-31 → 2009-09-16
  Associated Securities Corp.
  San Mateo, CA
  Park Ridge, IL
  Boston, MA
• 2007-04-30 → 2009-04-02
  Fsc Securities Corporation
  San Mateo, CA
  Park Ridge, IL
• 2005-03-07 → 2007-05-15
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
• 2003-07-21 → 2005-02-14
  Osaic Fa, Inc.
  San Francisco, CA

Other Businesses

1) Maridea Insurance Company, LLC; Not investment-related; Same address; Licensed Insurance Agent; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) The Oasis; Not investment-related; Sarasota, FL. 34233; Rental Property; Own property, collect rental payments; Less than 5% of time during the month. 3) Author; Not investment-related; Same address; Publish books, collect royalties from sales; Less than 5% of time during the month.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-18

Other Names

• Rick Pucci
• Richard Paul Pucci
• Richard Paul Pucci