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Brian Thomas Mckenzie

Ubs Financial Services Inc.

Nashville, TN

Hendersonville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-09-13
  • TN RA
    APPROVED
    Since 2019-09-13

Branch Locations

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Hendersonville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pittsburgh PA 10/2012 02/2018
Ubs Financial Services Inc Nashville TN 02/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-12
S63 Uniform Securities Agent State Law Examination 2003-11-18
  • S65 Uniform Investment Adviser Law Examination
    2019-09-12
  • S63 Uniform Securities Agent State Law Examination
    2003-11-18

View on SEC IAPD

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