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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-10-01 |
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
32 Public Square, Columbia, TN 38401 • United States
8115 Isabella Ln Ste 1, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Franklin | TN | 05/2004 | 08/2018 |
| Raymond James Financial Services Advisors, Inc | Franklin | TN | 01/2009 | 08/2018 |
| Southwestern Investment Group | Franklin | TN | 05/2004 | 08/2018 |
| Southwestern Investment Advisory Services | Franklin | TN | 03/2017 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | 10/2024 |
| George Wealth Group | Franklin | TN | 08/2018 | 10/2024 |
| Lpl Financial Llc | Brentwood | TN | 10/2024 | Present |
1- 09/2024 - George-Wellons Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/20/2018 - 200 Hours Per Month/ 7 Hours During Trading 2- 09/2024 - J&E Partners PLLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/20/2018 3- 09/2024 - George Wellons Properties PLLC - Real Estate Rental - Co-Owner - Investment Related - At Reported Business Location(s) - Start Date 11/04/2020 4- 11/07/2024 - ASH Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 2 Hours Per Month/ 1 Hour During Trading 5- 11/08/2024 - George Wellons Properties - Real Estate Rental - Investment Related - Columbia, TN - Start Date 11/04/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-24 |
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