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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-10-21 |
| TX | RA | APPROVED | 2016-10-21 |
Branch Locations
16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2016 |
| Stifel Nicolaus & Co Inc | Rancho Bernardo | CA | 10/2016 | Present |
1. Rudolph and Rashkansky; 1509 W 6th St Los Angeles CA 90017; Real Estate property-commercial; Part owner of commercial property; tenant and property management; Owns 75% of the property; 10/04/2005; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Healthy You Vending;15204 Cayenne Creek Ct San Diego CA 92127;Resale of snacks and beverages; Owner/Operator; my wife and I will service and run the machines;5/1/19;2.00 Hour(s) Per Week; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-03 |
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