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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2005-04-12 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Waukee, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Des Moines | IA | 03/2005 | Present |
| Principal Securities Inc | Des Moines | IA | 03/2016 | Present |
***Waukee JAM Basketball/Farm Club Sports; Not Investment Related; Waukee, IA; Coach; Not for profit basketball group. Clinics, lessons, etc.; Start Date: 10/01/2020; 25 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 6701 Westown Pkwy Ste. 160, West Des Moines IA 50263, United States DESCRIPTION: Formerly designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-15 |
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