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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2013 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 03/2013 | Present |
1. HOUSTON LIVESTOCK SHOW AND RODEO RELIENT CENTER HOUSTON, TX 77096, VOLUNTEER,04/01/2010, NON INVESTMENT RELATED, 16 HOURS YEARLY DURING TRADING HOURS, SMILE AND HELP PEOPLE FIND RODEO MERCHANDISE. 2. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-21 |
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