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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-14 |
| NJ | RA | APPROVED | 2020-09-03 |
Branch Locations
85 Broad Street 10Th Floo, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2015 | 09/2020 |
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 09/2020 |
| Infinex Investments, Inc. | Meriden | CT | 09/2020 | Present |
| Popular Bank | New York | NY | 09/2020 | Present |
1.) Popular bank. Yes, investment related. Program manager of investments and Insurance. Started Sept 2020. Approx 160 hours per month. Approx 136 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-02 |
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