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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-06
  • NY RA
    APPROVED
    Since 2024-02-06

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

321 Broadway 5Th Floor, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 03/2003 01/2021
United Capital Financial Advisers, Llc Cohoes NY 12/2020 01/2024
Goldman Sachs & Co. Llc Cohoes NY 01/2021 01/2024
Cerity Partners, Llc Saratoga Springs NY 01/2024 Present
  • 03/2003 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 12/2020 → 01/2024
    United Capital Financial Advisers, Llc
    Cohoes, NY
  • 01/2021 → 01/2024
    Goldman Sachs & Co. Llc
    Cohoes, NY
  • 01/2024 → Present
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-18
  • S66 Uniform Combined State Law Examination
    2012-12-18

View on SEC IAPD

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