Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-02 |
| GA | RA | APPROVED | 2021-05-19 |
| TX | RA | APPROVED | 2021-05-14 |
Branch Locations
45 Rockefeller Plaza, New York, NY 10111 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F3Ea, Inc. | Savannah | GA | 12/2015 | 11/2017 |
| Claybrook Capital, Llc | Amesbury | MA | 11/2017 | 05/2018 |
| Ubs Financial Services Inc | Boston | MA | 10/2020 | 05/2021 |
| N/A | Savannah | GA | 06/2018 | 09/2020 |
| Rockefeller Financial Llc | Tybee Island | GA | 05/2021 | 03/2025 |
| Rockefeller Financial Llc | Sarasota | FL | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-11 |
Reach out to this advisor