Eric G.V.R. Finke

Current Employers

Employment History

• 03/2011 → 03/2017
  Metlife Securities, Inc.
  Tampa, FL
• 07/2016 → 02/2024
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 02/2024
  Mml Investors Services, Llc
  Los Angeles, CA
• 02/2024 → Present
  Sovran Advisors Llc - Crd 329415
  Pasadena, CA
• 09/2021 → Present
  Eric Finke
  Culver City, CA
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2017-03-25 → 2024-03-06
  Mml Investors Services, Llc
  Los Angeles, CA
  Los Angeles, CA
• 2011-04-08 → 2017-03-25
  Msi Financial Services, Inc.
  Los Angeles, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/2003 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: ERIC FINKE INVESTMENT RELATED: NO ADDRESS: 11062 WESTWOOD BLVD, CULVER CITY, CA 90230 NATURE OF BUSINESS: MORTGAGES START DATE: 9/2021 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ORIGINATING MORTGAGE LOANS OCCASIONALLY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-19
• S63 Uniform Securities Agent State Law Examination
  2003-10-28