Carl Florian Besana

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I*3072270 Entity Type: Charitable Name of OBA:Clifton City Tigers Basketball Address:Clifton New Jersey Investment Related:No Position, Title, Association:Board Member,Other Start Date:10/24/2025 No Hours: 2 Weekly No Hours during trading:0 Weekly Duties:Clifton City Tigers is a non profit organization aimed to help cultivate and develop the skills of Filipino American youth in basketball and volleyball. Volunteer to coach youth boys and girls teams

Exams

• S66 Uniform Combined State Law Examination
  2004-12-20

Other Names

• Carl Besana