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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-11
  • NJ RA
    APPROVED
    Since 2026-06-11

Branch Locations

5 Hanover Sq, 12Th Floor, New York, NY 10004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation New York NH 01/2004 07/2022
National Asset Management, Inc Newport Beach CA 04/2008 07/2022
Arete Wealth Management, Llc Chicago IL 08/2022 Present
Arete Wealth Advisors, Llc Chicago IL 08/2022 Present
  • 01/2004 → 07/2022
    National Securities Corporation
    New York, NH
  • 04/2008 → 07/2022
    National Asset Management, Inc
    Newport Beach, CA
  • 08/2022 → Present
    Arete Wealth Management, Llc
    Chicago, IL
  • 08/2022 → Present
    Chicago, IL
Previous Registrations
Other Businesses

DANNY PEREZ LLC: REAL ESTATE LOAN: INVESTOR; JERSEY CITY, NY; START 2/2017; 0 HRS/MTH; NOT INVESTMENT RELATED. ANVEER INC: TO PAY BILLS ASSOC W/ICA; PRESIDENT; LIVINGSTON, NJ; START 2/2017 5 HRS/MTH; NOT INVESTMENT RELATED. AVEYAA LLC, SET UP TO PURCHASE REAL ESTATE WITH SPOUSE, OWNER, LIVINGSTON, NJ; START DATE: 04/2025. 5 HOURS PER MONTH, 1 DURING TRADING HOURS. AAAK HOLDINGS, LLC., SET UP TO PURCHASE REAL ESTATE WITH SPOUSE, OWNER, LIVINGSTON, NJ; START DATE: 02/2026; 1 HOUR PER MONTH, 0 DURING TRADING HOURS. KINVE HOLDINGS LLC, Rental properties, Livingston, NJ 07039, 5 hours per month, 2 during trading hours. Start date: 7/2025. A2S HOLDINGS LLC, LLC, Officer/Director for family investment in real estate, Livingston, NJ 07039, 2 hours per month 0 during trading hours. State date: 8/2025. FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 08/2022; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 08/2022; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 08/2022; FULL TIME; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-24
S63 Uniform Securities Agent State Law Examination 2003-05-07
  • S65 Uniform Investment Adviser Law Examination
    2008-03-24
  • S63 Uniform Securities Agent State Law Examination
    2003-05-07

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