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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-11 |
Branch Locations
5 Hanover Sq, 12Th Floor, New York, NY 10004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | New York | NH | 01/2004 | 07/2022 |
| National Asset Management, Inc | Newport Beach | CA | 04/2008 | 07/2022 |
| Arete Wealth Management, Llc | Chicago | IL | 08/2022 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 08/2022 | Present |
DANNY PEREZ LLC: REAL ESTATE LOAN: INVESTOR; JERSEY CITY, NY; START 2/2017; 0 HRS/MTH; NOT INVESTMENT RELATED. ANVEER INC: TO PAY BILLS ASSOC W/ICA; PRESIDENT; LIVINGSTON, NJ; START 2/2017 5 HRS/MTH; NOT INVESTMENT RELATED. AVEYAA LLC, SET UP TO PURCHASE REAL ESTATE WITH SPOUSE, OWNER, LIVINGSTON, NJ; START DATE: 04/2025. 5 HOURS PER MONTH, 1 DURING TRADING HOURS. AAAK HOLDINGS, LLC., SET UP TO PURCHASE REAL ESTATE WITH SPOUSE, OWNER, LIVINGSTON, NJ; START DATE: 02/2026; 1 HOUR PER MONTH, 0 DURING TRADING HOURS. KINVE HOLDINGS LLC, Rental properties, Livingston, NJ 07039, 5 hours per month, 2 during trading hours. Start date: 7/2025. A2S HOLDINGS LLC, LLC, Officer/Director for family investment in real estate, Livingston, NJ 07039, 2 hours per month 0 during trading hours. State date: 8/2025. FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 08/2022; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 08/2022; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 08/2022; FULL TIME; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-07 |
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