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Arthur Peredo-Muniz

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
CA RA APPROVED 2009-11-24
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • CA RA
    APPROVED
    Since 2009-11-24

Branch Locations

402 W Broadway Ste 400, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 11/2009 Present
Previous Registrations
  • 2007-05-29 → 2009-12-17
    Chula Vista, CA
    San Ysidro, CA
    San Diego, CA
    Chula Vista, CA
  • 2005-05-11 → 2007-05-29
    Citicorp Investment Services
    Chula Vista, CA
    Chula Vista, CA
  • 2003-06-25 → 2005-02-01
    A. G. Edwards & Sons, Inc.
    San Diego, CA
Other Businesses

1. 08/17/2016: Muniz Consulting, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Started 07/05/2016 - 1 Hr/Mo; 1 Hour During Securities Trading - INS TYPES: Life, Disability, LTC, Fixed Annuities 2. 12/15/2023 - Archipelago Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/11/2023 - 160 Hrs/Mo; 6 Hrs During Trading. 3) 03/25/2025 - Muniz Consulting, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:04/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-24
  • S66 Uniform Combined State Law Examination
    2003-06-24
Other Names
  • Arthur Peredo-Muniz
  • Arthur P Peredo-Muniz
  • Arthur Muniz
  • Arthur P Muniz
  • Arthur Peredo Muniz

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