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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-06 |
| CA | RA | APPROVED | 2009-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 11/2009 | Present |
1. 08/17/2016: Muniz Consulting, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Started 07/05/2016 - 1 Hr/Mo; 1 Hour During Securities Trading - INS TYPES: Life, Disability, LTC, Fixed Annuities 2. 12/15/2023 - Archipelago Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/11/2023 - 160 Hrs/Mo; 6 Hrs During Trading. 3) 03/25/2025 - Muniz Consulting, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:04/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-24 |
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