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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-02 |
| IL | RA | APPROVED | 2017-11-29 |
Branch Locations
128 N Broad St, Galesburg, IL 61401 • United States
1012 Se 2Nd St, Galva, IL 61434 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Galesburg | IL | 11/2017 | Present |
| Investment Centers Of America, Inc. | Galesburg | IL | 04/2015 | 11/2017 |
1. 11/29/2017 - DAVID & MARY KAY NORTH RENTAL PROPERTY - Not Investment Related - Galva, IL - Real Estate Rental - Start Date 2004 - 0 Hours Per Month/0 Hours During Securities Trading - OWNER. 2. 11/29/2017 - Aten North Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/1/17. 3. 11/29/2017 - NORTH FARMS - Not Investment Related - 1003 W Division Street Galva, IL 61434 - Other - Farm - Start Date 1992 - 0 Hours Per Month/0 Hours During Securities Trading - Co-Owner. 4. 2/28/2020 - AtenNorth Financial Planning, ICAdvisor Group Insurance Services, Insource, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 01/09/2018 - 20 Hours Per Month/15 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-30 |
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