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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-03-11 |
| IL | RA | APPROVED | 2002-06-24 |
Branch Locations
1230 N. Henderson St, Galesburg, IL 61401-1511 • United States
301 Iowa Ave, Muscatine, IA 52761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Galesburg | IL | 06/2002 | Present |
| Cbi Bank & Trust | Galesburg | IL | 08/2025 | Present |
1. 8/30/2011 - OTHER-NOTARY - NOTARY FOR THE STATE OF ILLINOIS. - TIME SPENT 1%. 2. 03/07/2012 - First United Methodist Church - Not Investment Related - Galesburg, IL - Community, Civic and Charitable Board - member of the Finance Committee - Time Spent 2% 3. 5/19/2017 - Isagenix - Not Investment Related - Home Based - Outside/W-2 Employment - Started 05/18/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Direct sales of health products. 4. 9/5/2018 - F&M Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 4/24/2019 - The F&M Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Bank Officer - Start Date: 02/28/2019 - 0 Hours Per Month. 6. 04/27/2023 - F&M Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Investment Operations Manager, AVP - Start Date 03/31/2023 - 1 Hours Per Month/0 Hours During Securities Trading 7. 11/07/2024 - CBI Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/30/2024 - 1 Hour Per Month/ During Trading 8) 03/24/2025 - CBI Bank & Trust - Investment Related - Financial Institution Duty - Park Ave, Muscatine IA 52761 - 0 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/19/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-14 |
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