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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-11 |
| IL | RA | APPROVED | 2019-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Springfield | IL | 05/2015 | 06/2017 |
| The Prudential Insurance Company Of America | Springfield | IL | 08/2015 | 06/2017 |
| Midwestern Securities Trading Company, Llc | East Peoria | IL | 06/2017 | 06/2019 |
| Athens State Bank | Springfield | IL | 06/2017 | 11/2018 |
| Alliance Community Bank (Merge With Athens State Bank) | Springfield | IL | 11/2018 | 06/2019 |
| Edward Jones | St Louis | MO | 06/2019 | Present |
Broad Street Management LLC Type of business: Real Estate East Galesburg, IL Start date: 10/21/2025 Owner Hours per week: 1 Hours during trading: 0 Creating an LLC with the expectation to eventually purchase an office building 144 N. Broad Street Building Type of business: Commercial Real Estate Galesburg, IL Start date: 4/10/2026 Owner Hours per week: 1 Hours during trading: 0 Owner of commercial real estate & actively working to move Edward Jones office into space. Responsible for all owner/landlord duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-23 |
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