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John William Herman

Stifel, Nicolaus & Company, Incorporated

Galesburg, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-08-11
TX RA APPROVED 2020-08-11
  • IL RA
    APPROVED
    Since 2020-08-11
  • TX RA
    APPROVED
    Since 2020-08-11

Branch Locations

1181 N. Henderson Street, Galesburg, IL 61401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Galesburg IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Galesburg IL 11/2016 08/2020
Stifel Nicolaus & Co Inc Galesburg IL 08/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Galesburg, IL
  • 11/2016 → 08/2020
    Wells Fargo Clearing Services, Llc
    Galesburg, IL
  • 08/2020 → Present
    Stifel Nicolaus & Co Inc
    Galesburg, IL
Previous Registrations
  • 2008-01-01 → 2020-08-12
    Wells Fargo Clearing Services, Llc
    Galesburg, IL
  • 2001-06-25 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Galesburg, IL
    Galesburg, IL
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-10
  • S66 Uniform Combined State Law Examination
    2001-05-10

View on SEC IAPD

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Daniel Bryan Butler
Jason Carl O'Brien
Benjamin J Schmidt
JENNIFER LUAN PITTMAN
ADAM JAMES TURNER
Hailee Sue Meyer
David R Carlson
ROBERT CLAIRE POTTER

Other Offices

EDWARD JONES · GALESBURG, IL
LPL FINANCIAL LLC · GALESBURG, IL
EDWARD JONES · GALESBURG, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Galesburg, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Galesburg, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · GALESBURG, IL
LPL FINANCIAL LLC · GALESBURG, IL
CETERA INVESTMENT ADVISERS LLC · GALESBURG, IL

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