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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 2005-05-09 |
Branch Locations
3760 Carillon Point, Kirkland, WA 98033-7455 • United States
Kirkland, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sumit Ar Snoqualitive | Seattle | WA | 12/2000 | Present |
| Rbc Capital Markets Llc | Kirkland | WA | 03/2008 | Present |
| City National Bank | Kirkland | WA | 08/2017 | Present |
(1) DVH WINES, LLC DBA AMBIANCE CELLARS; ADDRESS: 318 N 77TH ST SEATTLE, WA 98103; BUSINESS DESCRIPTION: WINE PRODUCTION; NOT INVESTMENT RELATED; START 06/01/2010; CAPACITY: OWNER-ACTIVE; DUTIES: MAKE & DISTRIBUTE WINE; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) SUMMIT AT SNOQUALMIE; ADDRESS: 1101 STATE ROUTE 906, SNOQUALMIE PASS, WA 98068; BUSINESS DESCRIPTION: SKI SCHOOL; NOT INVESTMENT RELATED; START DATE: 11/01/1999; CAPACITY: EMPLOYEE; DUTIES: CHILDRENS SKI SCHOOL INSTRUCTION; HOURS DEVOTED PER WEEK: 5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-28 |
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