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Joshua Roger Carter

Sepio Capital, LP

Salt Lake City, UT

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Current Employers
Sepio Capital, Lp

2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-07-29
  • UT RA
    APPROVED
    Since 2021-07-29

Branch Locations

2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 01/2009 05/2017
Bank Of America, Na San Francisco CA 03/2010 05/2017
Sepio Capital, Llc Salt Lake City UT 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-28
S63 Uniform Securities Agent State Law Examination 2003-05-30
  • S65 Uniform Investment Adviser Law Examination
    2009-01-28
  • S63 Uniform Securities Agent State Law Examination
    2003-05-30
Designations
Other Names
  • Joshua Roger Carter
  • Joshua R Carter

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
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