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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED_RES | 2025-04-17 |
Branch Locations
122 Uptown Dr Unit 204, Bay City, MI 48708-5619 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hantz Financial | Saginaw | MI | 04/2003 | 04/2025 |
| Ameriprise Financial Services, Llc | Bay City | MI | 04/2025 | Present |
Board of Directors; Highland Woods Association; President; 3459 Highland Dr, , Bay City, MI, 48706; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-10 |
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