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Susan Lynne Scandone

Janney Montgomery Scott LLC

Boca Raton, FL

Philadelphia, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-24
DE RA APPROVED 2023-10-23
PA RA APPROVED 2023-10-23
TX RA APPROVED 2023-10-23
  • FL RA
    APPROVED
    Since 2023-10-24
  • DE RA
    APPROVED
    Since 2023-10-23
  • PA RA
    APPROVED
    Since 2023-10-23
  • TX RA
    APPROVED
    Since 2023-10-23

Branch Locations

2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431 • United States

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boca Raton FL 03/2014 10/2023
Janney Montgomery Scott Llc Boca Raton FL 10/2023 Present
Previous Registrations
  • 2015-02-02 → 2023-10-17
    Morgan Stanley
    Greenville, DE
    Philadelphia, PA
    Greenville, DE
    Berwyn, PA
    Newtown Square, PA
    Boca Raton, FL
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-02
S63 Uniform Securities Agent State Law Examination 2004-05-12
  • S66 Uniform Combined State Law Examination
    2015-02-02
  • S63 Uniform Securities Agent State Law Examination
    2004-05-12
Other Names
  • Susan L Nath
  • Susan Lynne Conolly

View on SEC IAPD

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