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CRD 4653849
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-25 |
| ME | RA | APPROVED | 2015-10-16 |
Branch Locations
111 Main Street, Richmond, ME 04357 • United States
16 Topsham Fair Mall Road, Suite 1, Topsham, ME 04086 • United States
189 Townsend Ave, Boothbay Harbor, ME 04538 • United States
52 Bath Road, Wiscasset, ME 04578 • United States
6 Gurnet Rd, Cooks Corner Shopping Center, Brunswick, ME 04011 • United States
7 Chandler Drive, Bath, ME 04530 • United States
137 Maine St, Brunswick, ME 04011 • United States
190 Water St, Gardiner, ME 04345 • United States
268 Water St, Randolph, ME 04346 • United States
993 Lisbon Street, Lewiston, ME 04240 • United States
14 Winthrop St, Hallowell, ME 04345 • United States
258 Kennedy Memorial Drive, Waterville, ME 04901 • United States
178 Court St, Auburn, ME 04210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brunswick | ME | 10/2015 | Present |
| Camden National Bank | Brunswick | ME | 10/2015 | Present |
1)10/16/15-Camden Financial Consultants/DBA for LPL Business/100%/Brunswick,ME
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-12 |
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