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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-25
ME RA APPROVED 2015-10-16
  • TX RA
    APPROVED_RES
    Since 2021-01-25
  • ME RA
    APPROVED
    Since 2015-10-16

Branch Locations

111 Main Street, Richmond, ME 04357 • United States

16 Topsham Fair Mall Road, Suite 1, Topsham, ME 04086 • United States

189 Townsend Ave, Boothbay Harbor, ME 04538 • United States

52 Bath Road, Wiscasset, ME 04578 • United States

6 Gurnet Rd, Cooks Corner Shopping Center, Brunswick, ME 04011 • United States

7 Chandler Drive, Bath, ME 04530 • United States

137 Maine St, Brunswick, ME 04011 • United States

190 Water St, Gardiner, ME 04345 • United States

268 Water St, Randolph, ME 04346 • United States

993 Lisbon Street, Lewiston, ME 04240 • United States

14 Winthrop St, Hallowell, ME 04345 • United States

258 Kennedy Memorial Drive, Waterville, ME 04901 • United States

178 Court St, Auburn, ME 04210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brunswick ME 10/2015 Present
Camden National Bank Brunswick ME 10/2015 Present
  • 10/2015 → Present
    Brunswick, ME
  • 10/2015 → Present
    Camden National Bank
    Brunswick, ME
Previous Registrations
  • 2014-01-21 → 2015-10-16
    Brunswick, ME
  • 2011-11-10 → 2014-01-21
    Cetera Investment Services Llc
    Brunswick, ME
    Richmond, ME
    Readfield, ME
    Caribou, ME
    Topsham, ME
    Boothbay Harbor, ME
    Waterville, ME
    Randolph, ME
    Oakland, ME
    Waterville, ME
    Wiscasset, ME
    Brunswick, ME
    Newcastle, ME
    Bath, ME
    Manchester, ME
  • 2010-09-21 → 2011-10-27
    Portland, ME
  • 2007-03-06 → 2010-08-30
    Cuna Brokerage Services, Inc.
    Topsham, ME
    Freeport, ME
    Waverly, IA
    Brunswick, ME
  • 2003-08-20 → 2006-09-20
    Portland, ME
    Voorhees, NJ
    Conshohocken, PA
Other Businesses

1)10/16/15-Camden Financial Consultants/DBA for LPL Business/100%/Brunswick,ME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-12
  • S66 Uniform Combined State Law Examination
    2003-08-12

View on SEC IAPD

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