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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-06-26 |
| AL | RA | APPROVED | 2026-04-08 |
| GA | RA | APPROVED | 2025-02-13 |
| CT | RA | APPROVED | 2024-03-07 |
| CO | RA | APPROVED | 2023-01-04 |
| PA | RA | APPROVED | 2022-07-06 |
| TX | RA | APPROVED | 2022-03-11 |
| VA | RA | APPROVED | 2022-03-11 |
| MA | RA | APPROVED | 2021-07-30 |
| NC | RA | APPROVED | 2021-04-20 |
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2020-09-09 |
| CA | RA | APPROVED | 2020-08-25 |
| MD | RA | APPROVED | 2020-08-25 |
| NJ | RA | APPROVED | 2020-07-28 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Fair Lawn, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plastex International | Passaic | NJ | 02/2016 | 03/2020 |
| Guardian Life Insurance | New York | NY | 04/2020 | Present |
| Park Ave Securities Llc | New York | NY | 04/2020 | Present |
| Guardian Life Insurance Company | Fair Lawn | NJ | 06/2024 | Present |
| Park Ave Securities | Fair Lawn | NJ | 05/2024 | Present |
1) Outside Insurance Business-provide life insurance and disability insurance from other carriers, START DATE: 02/01/2012, ADDRESS: 437 Madison Avenue, 29th Floor, New York, NY 10022, 4 total hours per month, 4 during securities trading hours, INVESTMENT RELATED, Less than 10% annual compensation, 2) Power of Attorney-mother, Start date: 09/30/2023, Address: n/a, 0.5 total hours per month; 0.5 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-14 |
| S66 | Uniform Combined State Law Examination | 2003-06-04 |
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