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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-01-07 |
| FL | RA | APPROVED | 2024-01-03 |
| TX | RA | APPROVED_RES | 2023-12-11 |
Branch Locations
37 Broadway, North Haven, CT 06473 • United States
2687 44Th Street Se, Kentwood, MI 49512 • United States
23190 Fashion Drive Suite P203, Estero, FL 33928 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks | El Segundo | CA | 08/2014 | 12/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | 12/2023 |
| Regulus Financial Group, Llc | Kentwood | MI | 12/2023 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 12/2023 | Present |
Business Name: Wealth Managers, LLC - Investment Related: Yes - Address: 23190 Fashion Drive, Suite P203, Estero, FL 33928 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative/Investment Advisor Representative - Start Date: 12/1/2023 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Wealth Managers of Florida, LLC - Investment Related: Yes - Address: 23190 Fashion Drive, Suite P203, Estero, FL 33928 - Nature of Business: LLC in Florida for tax purposes - Title or Relationship: Owner - Start Date: 1/1/2014 - Hours per month: 160 - Hours per month during trading hours: 160 - Duties: LLC in Florida for tax purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-20 |
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