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Michelle Nicole Bricker

LPl Financial LLC

San Diego, CA

Orinda, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-26
  • CA RA
    APPROVED
    Since 2020-02-26

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Orinda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 02/2011 05/2019
Invesco Advisers, Inc. Atlanta GA 02/2011 05/2019
Transamerica Capital Inc Denver CO 06/2019 01/2020
Lpl Financial Llc San Diego CA 01/2020 Present
  • 02/2011 → 05/2019
    Invesco Distributors, Inc.
    Houston, TX
  • 02/2011 → 05/2019
    Invesco Advisers, Inc.
    Atlanta, GA
  • 06/2019 → 01/2020
    Transamerica Capital Inc
    Denver, CO
  • 01/2020 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
  • 2011-02-18 → 2019-06-04
    Invesco Advisers, Inc.
    Atlanta, GA
    Alamo, CA
    Orinda, CA
  • 2009-01-16 → 2011-01-28
    Transamerica Investment Management, Llc
    Alamo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-15
S63 Uniform Securities Agent State Law Examination 2007-02-28
  • S65 Uniform Investment Adviser Law Examination
    2009-01-15
  • S63 Uniform Securities Agent State Law Examination
    2007-02-28
Other Names
  • Michelle Nicole Fischer
  • Michelle Nicole Fischer
  • Michelle Nicole Bricker
  • Michelle Bricker

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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