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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-05-08 |
| CA | RA | APPROVED | 2009-02-23 |
Branch Locations
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
Del Mar, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Diego | CA | 11/2013 | Present |
Various (Charity Tennis Events)/Role - As a former professional tennis player, I play in three or four charity event per year. As such, I get compensated for my time./ Duty- Independant contractor/ Comp- No,Start Date - 5/1/2009
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-23 |
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