Karen Doss

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Memphis, TN
• 05/2026 → Present
  Raymond James Financial Services, Inc.
  Memphis, TN
• 05/2026 → Present
  Raymond James Financial Service Advisors, Inc.
  Memphis , TN

Previous Registrations

• 2007-02-26 → 2013-02-13
  Morgan Keegan & Company, Llc
  Memphis, TN
  Memphis, TN

Exams

• S66 Uniform Combined State Law Examination
  2007-02-23

Other Names

• Karen E. Doss
• Karen Evans Smith
• Karen Evans Doss