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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-03-24
KY RA APPROVED 2014-03-24
  • IN RA
    APPROVED
    Since 2014-03-24
  • KY RA
    APPROVED
    Since 2014-03-24

Branch Locations

7501 Eagle Crest Blvd., Evansville, IN 47715 • United States

322 Frederica Street, Suite 200, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Evansville IN 12/2008 Present
Other Businesses

(1)Name of Business: St John The Evangelist Address: 5301 Daylight Dr, Evansville, IN, 47725, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 02/18/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Monthly meetings to vote on financial aspects of the church.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-21
S63 Uniform Securities Agent State Law Examination 2003-06-05
  • S65 Uniform Investment Adviser Law Examination
    2014-03-21
  • S63 Uniform Securities Agent State Law Examination
    2003-06-05

View on SEC IAPD

Other Firms

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