Brian Ian Carlson

Current Employers

Employment History

• 04/2003 → 11/2017
  Minnesota Life Ins Co
  St Paul, MN
• 04/2003 → 11/2017
  Securian Financial Services, Inc.
  St Paul, MN
• 01/2015 → Present
  Gcg Financial, Llc
  Deerfield, IL
• 11/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 11/2017 → Present
  Alera Investment Advisors, Llc
  Deerfield, IL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Deerfield, IL

Previous Registrations

• 2003-05-19 → 2017-11-02
  Securian Financial Services, Inc.
  Bannockburn, IL
  Deerfield, IL

Other Businesses

1)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;4/2003;40 hrs/month;6.5 hrs during trading;dba 2)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;4/2003;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 3)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;senior vice president-wealth services;11/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 4)Securian;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed insurance under sole proprietorship;advisor;4/1/2003;20 hrs/month;20 hrs during trading;advise and service existing insurance policies 5) Arlington Heights Youth Basketball Association; Investment related: no; PO Box 463, Arlington Heights, IL 60006; Nature or Structure of Business: Non for profit; Position: Board Member; Start date: 1/1/2023; hours per month: .1; securities trading hours 0; Duties: This is a local basketball association and I serve as a grade director. By serving as the director I'm considered a board member. Organize teams for on grade level and provide instructional activities to coaches/players/parents. 6)ALERA INVESTMENT ADVISORS, LLC POSITION: SVP NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: 3 Parkway North, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA 7) ALERA GROUP POSITION: svp NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: 3 Parkway North, Deerfield IL 60015, United States DESCRIPTION: w2 employee 8) FIXED INSURANCE POSITION: svp NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: 3 Parkway North, Deerfield IL 60015, United States DESCRIPTION: fixed insurance

Exams

• S66 Uniform Combined State Law Examination
  2003-05-16

Designations