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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-06-23 |
| NC | RA | APPROVED | 2023-04-03 |
Branch Locations
2301 Sugar Bush Road Suite 600, Raleigh, NC 27612 • United States
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Raleigh | NC | 11/2014 | 04/2023 |
| Marsh Mclennan Agency | Greensboro | NC | 01/2021 | Present |
| Mma Securities Llc | Raleigh | NC | 04/2023 | Present |
1. Activate Good; 1052 E Whitaker Mill Road, Suite 115, Raleigh NC 27604; Advisory Board Member; Not investment-related; Start Date - January 1, 2021; 4 hours per month; 0 hours per month during trading hours; serves as community liaison in board membership without voting rights. 2. Me Fine Foundation; 318 Blackwell Street, Durham NC 27701; Not investment-related; Advisory Board Member; Start date - January 1, 2023; 2 hours per month; 0 hours per month during trading hours; Serves as community liaison with no voting rights. 3. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-18 |
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