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Jonathan Jacob Connors

Mma Securities LLC

Raleigh, NC

Boston, MA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-06-23
NC RA APPROVED 2023-04-03
  • VA RA
    APPROVED
    Since 2023-06-23
  • NC RA
    APPROVED
    Since 2023-04-03

Branch Locations

2301 Sugar Bush Road Suite 600, Raleigh, NC 27612 • United States

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Raleigh NC 11/2014 04/2023
Marsh Mclennan Agency Greensboro NC 01/2021 Present
Mma Securities Llc Raleigh NC 04/2023 Present
Previous Registrations
Other Businesses

1. Activate Good; 1052 E Whitaker Mill Road, Suite 115, Raleigh NC 27604; Advisory Board Member; Not investment-related; Start Date - January 1, 2021; 4 hours per month; 0 hours per month during trading hours; serves as community liaison in board membership without voting rights. 2. Me Fine Foundation; 318 Blackwell Street, Durham NC 27701; Not investment-related; Advisory Board Member; Start date - January 1, 2023; 2 hours per month; 0 hours per month during trading hours; Serves as community liaison with no voting rights. 3. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-18
  • S66 Uniform Combined State Law Examination
    2003-06-18
Other Names
  • Jake Connors

View on SEC IAPD

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