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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-08-10 |
| GA | RA | APPROVED | 2018-05-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2171 Powerbrook Dr, Baton Rouge, LA 70816 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Preferred Capital Securities, Llc | Atlanta | GA | 04/2015 | 12/2016 |
| Lpl Financial Llc | Fort Mill | SC | 08/2017 | Present |
| N/A | Atlanta | GA | 12/2016 | 07/2017 |
1. 9/13/2017 - JLS Properties - Investment Related - St. Charles, MO - Real Estate Rental - Started 09/2009 - No activity required during market hours. 2. 9/13/2017 - No Business Name - Investment Related - Other-FINRA Dispute Resolution - Certified Arbitrator - Started 01/2008. 3. 05/31/2023 - House of Seven Literature - Not Investment Related - Home Based - Other - Indie Author - Start Date 5/1/2023 - 20 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-13 |
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