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Sandra J Guerrant

Morgan Stanley

Alexandria, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-04-15
TX RA APPROVED_RES 2011-02-23
  • VA RA
    APPROVED
    Since 2014-04-15
  • TX RA
    APPROVED_RES
    Since 2011-02-23

Branch Locations

333 John Carlyle Street Suite 650, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Alexandria VA 05/2000 Present
Morgan Stanley Smith Barney Alexandria VA 06/2009 Present
  • 05/2000 → Present
    Citigroup Global Markets Inc.
    Alexandria, VA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Alexandria, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-25
S63 Uniform Securities Agent State Law Examination 2003-08-12
  • S65 Uniform Investment Adviser Law Examination
    2015-09-25
  • S63 Uniform Securities Agent State Law Examination
    2003-08-12

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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