Steven H Degraff

Current Employers

Employment History

• 04/2016 → 06/2019
  Guardian Life Ins
  Madison, CT
• 04/2016 → 06/2019
  Park Avenue Securities
  Madison, CT
• 06/2019 → 01/2023
  Guardian Life Insurance Company
  Groton, CT
• 06/2019 → 01/2023
  Park Avenue Securities
  Groton, CT
• 11/2019 → 11/2019
  Guardian Life Insurance Company
  New Haven, CT
• 11/2019 → 11/2019
  Park Avenue Securities
  New Haven, CT
• 01/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2021 → Present
  Degraff Financial
  Groton, CT
• 06/2019 → 05/2023
  Serenity Wealth Planning, Llc
  Groton, CT
• 12/2017 → Present
  Gateway Community College
  New Haven, CT
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-04-29 → 2023-02-16
  Park Avenue Securities Llc
  New Haven, CT
  Groton, CT
  New Haven, CT
• 2003-07-15 → 2016-05-03
  Msi Financial Services, Inc.
  New London, CT
  New London, CT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2003 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE: 2. NAME OF OTHER BUSINESS: WOMEN AND FAMILY LIFE CENTER INVESTMENT RELATED: NO ADDRESS: 96 FAIR ST., GUILFORD, CT 06437 NATURE OF BUSINESS: TO PROVIDE ASSISTANCE TO WOMAN AND FAMILIES, IN THE FORM OF COUNSELLING ON FINANCIAL, LEGAL AND ABUSE MATTERS. START DATE: 8/2017 POSITION/TITLE/RELATIONSHIP: COUNSELLING APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: I PROVIDE FINANCIAL CONSULTS PRO-BONO TO THOSE IN NEED THROUGH THE CENTER. THESE CONSIST OF SIMPLE BUDGETARY DISCUSSION AND DO NOT INCLUDE ANY DISCUSSIONS ON TAXES, PRODUCTS OR SERVICES; 3. NAME OF OTHER BUSINESS: GATEWAY COMMUNITY COLLEGE INVESTMENT RELATED: NO ADDRESS: 20 CHURCH ST, NEW HAVEN, CT 06510 NATURE OF BUSINESS: TEACHING, COMMUNITY COLLEGE START DATE: 12/2017 POSITION/TITLE/RELATIONSHIP: PART-TIME TEACHER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PART-TIME TEACHER; 4. NAME OF OTHER BUSINESS: AEGIS BENEFITS PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TO OFFER HEALTH INSURANCE BENEFITS START DATE: 5/2016 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADVISOR; 5. NAME OF OTHER BUSINESS: DEGRAFF FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES PRACTICE START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE INVESTMENT AND INSURANCE SERVICES UNDER THIS DBA AS AN INDEPENDENT CONTRACTOR FOR CETERA; 6. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT OFFICE SPACE TO TENANT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-09
• S63 Uniform Securities Agent State Law Examination
  2003-05-14

Other Names

• Steve Degraff