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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-12 |
| NC | RA | APPROVED | 2002-06-21 |
Branch Locations
1377 N Center St, Hickory, NC 28601 • United States
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hickory | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hickory | NC | 11/2016 | Present |
INACTIVE REAL ESTATE BROKERS LICENSE, NOT INVESTMENT RELATED, HICKORY NC, BEGAN 1997, NO TIME SPENT. TRUSTEE / TRUSTEE FEES FOR FATHER'S TRUST; INV. RELATED; HICKORY, NC; START 4/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-05 |
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