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Benjamin Sumner Simpson

Tiaa-Cref Individual & Institutional Services, LLC

Denver, CO

Evergreen, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-10-12
  • CO RA
    APPROVED
    Since 2006-10-12

Branch Locations

1670 Broadway Suite 2200, Denver Hub, Denver, CO 80202-5602 • United States

Evergreen, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 09/2006 Present
Tiaa Denver CO 09/2006 Present
Previous Registrations
  • 2003-04-21 → 2005-08-31
    Osaic Fa, Inc.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-10
  • S66 Uniform Combined State Law Examination
    2003-04-10
Other Names
  • Benny Simpson

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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