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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-02
  • IA RA
    APPROVED
    Since 2023-06-02

Branch Locations

6600 Westown Pkwy Suite 190, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services West Des Moines IA 01/2014 10/2018
Cambridge Investment Research, Inc. Panora IA 10/2018 05/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 05/2023
Arete Wealth Management, Llc Chicago IL 05/2023 Present
Arete Wealth Advisors Llc Chicago IL 05/2023 Present
Previous Registrations
Other Businesses

- LANDLORD OR RENTAL PROPERTY, 5024 WESTWOOD DR, WEST DES MOINES, IA, 6/2018. NIR - 1/MO - 0/TRADING. -GUTHRIE CENTER CHAMBER OF COMMERCE, PO Box 193, Guthrie Center IA 50115, United States, START DATE: 01/01/2018, Board Member & Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee INV REL, 4 HR/MO - 4 HR/MO TRADING -AWI/Insight Wealth Group dba; 6600 Westown Pkwy Ste 190, West Des Moines, IA 50266, 06/01/2023 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR 4/MO - 4/TRADING. -GUTHRIE COUNTY CONSERVATION BOARD, 206 W SOUTH ST, PANORA, IA, 10/2018 AS BOARD MEMBER. NIR - 3/MO - 0/TRADING. -PANORA CHAMBER OF COMMERCE, PANORA, IA, 1/2018 AS BOARD MEMBER. NIR - 4/MO - 0/TRADING. -GUTHRIE CENTER LIONS CLUB, GUTHRIE CENTER, IA, 10/2018 AS SECRETARY/BOARD MEMBER. NIR - 6/MO - 1/TRADING. -KRISTEN CROUTHAMEL, 505 E Main St, Panora IA 50216, United States, 10/10/2003, Self- Notary Public for State of Iowa, Notary, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
S63 Uniform Securities Agent State Law Examination 2003-11-03
  • S66 Uniform Combined State Law Examination
    2014-06-20
  • S63 Uniform Securities Agent State Law Examination
    2003-11-03

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