Thomas Richard Gasper

Employer firm

Trg Capital Management, Inc. CRD 146674

$118M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → Present
  Trg Capital Management, Inc.
  Raleigh, NC

Previous Registrations

• 2007-01-12 → 2008-04-18
  Nbt Capital Management, Inc.
  Raleigh, NC

Other Businesses

Victoria Park, LLC. Investment-related 8321 Six Forks Road Suite 103 Raleigh NC 27615 General Partner of Hedge Fund Position - Managing Member Start Date - August 4, 2011 40 hours/month devoted to Victoria Park 2 hours/day devoted during securities trading hours Managing Member of Hedge Fund

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-08-01
• S65 Uniform Investment Adviser Law Examination
  2003-10-07