Thomas Richard Gasper

Current Employers

Trg Capital Management, Inc.

8321 Six Forks Road Suite 103, Raleigh, NC 27615 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01
SC	RA	APPROVED	2025-01-01
NY	RA	APPROVED	2021-08-23
PA	RA	APPROVED	2015-12-09
TX	RA	APPROVED	2008-04-22
NC	RA	APPROVED	2008-04-18

FL RA
APPROVED

Since 2025-01-01
SC RA
APPROVED

Since 2025-01-01
NY RA
APPROVED

Since 2021-08-23
PA RA
APPROVED

Since 2015-12-09
TX RA
APPROVED

Since 2008-04-22
NC RA
APPROVED

Since 2008-04-18

Branch Locations

8321 Six Forks Road Suite 103, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trg Capital Management, Inc.	Raleigh	NC	02/2008	Present

02/2008 → Present

Trg Capital Management, Inc.

Raleigh, NC

Previous Registrations

2007-01-12 → 2008-04-18

Nbt Capital Management, Inc.

Raleigh, NC

Other Businesses

Victoria Park, LLC. Investment-related 8321 Six Forks Road Suite 103 Raleigh NC 27615 General Partner of Hedge Fund Position - Managing Member Start Date - August 4, 2011 40 hours/month devoted to Victoria Park 2 hours/day devoted during securities trading hours Managing Member of Hedge Fund

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-08-01
S65	Uniform Investment Adviser Law Examination	2003-10-07

S63 Uniform Securities Agent State Law Examination

2005-08-01
S65 Uniform Investment Adviser Law Examination

2003-10-07

View on SEC IAPD

Current Employers

Trg Capital Management, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews