Emily Chan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 10/2020
  Ubs Financial Services Inc
  San Francisco, CA
• 10/2020 → Present
  Ameriprise Financial Services, Llc
  San Rafael, CA

Previous Registrations

• 2010-12-07 → 2020-10-22
  Ubs Financial Services Inc.
  San Francisco, CA
  San Francisco, CA
• 2009-06-01 → 2011-01-06
  Morgan Stanley
  San Francisco, CA
• 2007-11-13 → 2009-06-01
  Citigroup Global Markets Inc.
  San Francisco, CA

Other Businesses

Real Estate Ownership; Single Family; 408 Quintara Street, , San Francisco, CA, 94116; Not Investment-Related; 11/01/2020 / Single Family; 1059 Portola Drive, , San Francisco, CA, 94127; Not Investment-Related; 12/01/2019. Other Business Activities; Serving Others Worldwide (S.O.W.); Provide pro bono financial advice and planning to low-income immigrants; 22274 Main Street, , Hayward, CA, 94541; Not Investment-Related; 05/20/2022; 0 during trading hours; 1 to 9 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-15
• S63 Uniform Securities Agent State Law Examination
  2003-07-07

Other Names

• Emily Shuzhen Chan
• Emily Shu-Zhen Chan
• Emily Shu-Zhen Hendrey
• Emily Hendrey
• Emily Shu Chan