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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-12-05
MO RA APPROVED 2025-12-05
TX RA APPROVED_RES 2025-12-05
  • KS RA
    APPROVED
    Since 2025-12-05
  • MO RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED_RES
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Route Company, Llc Overland Park KS 11/2015 Present
Moloney Securities Co., Inc. Manchester MO 12/2016 12/2025
Berthel, Fisher & Company Financial Services, Inc. Kansas City MO 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 11/2015 → Present
    Royal Route Company, Llc
    Overland Park, KS
  • 12/2016 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Kansas City, MO
  • 12/2025 → Present
    Cedar Rapids, IA
Previous Registrations
  • 2016-12-20 → 2025-12-05
    Moloney Securities Asset Management Llc
    Olathe, KS
    Manchester, MO
    Kansas City, MO
  • 2015-03-31 → 2016-09-15
    Phoenix, AZ
Other Businesses

Royal Route Company, LLC- Y- DBA for securities and fixed insurance business- President- 11/2015- 60- 10- Provide advice on and sell securities and insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-13
S65 Uniform Investment Adviser Law Examination 2015-03-31
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2015-03-31

View on SEC IAPD

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