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Micheal C Smith

Financial Symmetry Inc.

Raleigh, NC

CRD 4647168

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Employer firm

Financial Symmetry Inc. CRD 118443

$1.54B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Symmetry Inc.

5438 Wade Park Blvd Suite 310, Raleigh, NC 27607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-02
NC RA APPROVED 2017-01-12
  • TX RA
    APPROVED
    Since 2019-04-02
  • NC RA
    APPROVED
    Since 2017-01-12

Branch Locations

5438 Wade Park Blvd Suite 310, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Symmetry, Inc Raleigh NC 06/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-18
  • S65 Uniform Investment Adviser Law Examination
    2003-03-18
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP

Nearby Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH

Nearby Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

More in Raleigh, NC

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