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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-14
  • IL RA
    APPROVED
    Since 2018-11-14

Branch Locations

1900 Spring Road Ste 508, Oak Brook, IL 60523 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Glen Ellyn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Services Chicago IL 02/2007 10/2018
Diversified Investors Securities Corp. Chicago IL 03/2007 01/2017
Transamerica Capital, Inc. Denver CO 01/2017 10/2018
First Command Fort Worth TX 10/2018 11/2018
First Command Financial Planning, Inc. Fort Worth TX 11/2018 Present
First Command Advisory Services, Inc. Fort Worth TX 11/2018 Present
First Command Insurance Services, Inc. Fort Worth TX 11/2018 Present
  • 02/2007 → 10/2018
    Transamerica Retirement Services
    Chicago, IL
  • 03/2007 → 01/2017
    Diversified Investors Securities Corp.
    Chicago, IL
  • 01/2017 → 10/2018
    Transamerica Capital, Inc.
    Denver, CO
  • 10/2018 → 11/2018
    First Command
    Fort Worth, TX
  • 11/2018 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 11/2018 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 11/2018 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Previous Registrations
  • 2005-09-02 → 2006-10-10
    First Command Brokerage Services, Inc.
    St. Robert, MO
    St Robert, MO
    Town And Country, MO
  • 2005-01-06 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: Real Estate Investments Whether the business is investment-related: No Address of the other business: 275 Hillside Ave, Glen Ellyn, IL 60137; 344 May Ave, Glen Ellyn, IL 60137; 594 Glen Ellyn Place, Glen Ellyn, IL 60137 Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Owner The start date of your relationship: 01/01/07 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Collect Rent, arrange for repairs

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-14
S63 Uniform Securities Agent State Law Examination 2003-04-14
  • S65 Uniform Investment Adviser Law Examination
    2018-11-14
  • S63 Uniform Securities Agent State Law Examination
    2003-04-14
Other Names
  • Ann-Marie Barbara Campion
  • Ann-Marie Barbara Cudzilo

View on SEC IAPD

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