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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-11-14 |
Branch Locations
1900 Spring Road Ste 508, Oak Brook, IL 60523 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Glen Ellyn, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Services | Chicago | IL | 02/2007 | 10/2018 |
| Diversified Investors Securities Corp. | Chicago | IL | 03/2007 | 01/2017 |
| Transamerica Capital, Inc. | Denver | CO | 01/2017 | 10/2018 |
| First Command | Fort Worth | TX | 10/2018 | 11/2018 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 11/2018 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 11/2018 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 11/2018 | Present |
Name of the other business: Real Estate Investments Whether the business is investment-related: No Address of the other business: 275 Hillside Ave, Glen Ellyn, IL 60137; 344 May Ave, Glen Ellyn, IL 60137; 594 Glen Ellyn Place, Glen Ellyn, IL 60137 Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Owner The start date of your relationship: 01/01/07 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Collect Rent, arrange for repairs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-14 |
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