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Elizabeth C Cioffi

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 05/2010 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2010 Present
  • 05/2010 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 05/2010 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*390922 - Trust; Investment related - Yes; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2014; During business hours: 0; After business hours: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-05-20
  • S63 Uniform Securities Agent State Law Examination
    2003-05-20
Other Names
  • Elizabeth C Fernandes

View on SEC IAPD

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