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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2019-09-03 |
| NJ | RA | APPROVED | 2016-02-02 |
Branch Locations
10 Kendall Way, Malta, NY 12020 • United States
426 State Street, Schenectady, NY 12305 • United States
843 Route 146, Clifton Park, NY 12065 • United States
652 Albany Shaker Road, Albany, NY 12211 • United States
1208 Route 146, Clifton Park, NY 12065 • United States
1828 Altamont Avenue, Schenectady, NY 12303 • United States
739 Upper Glen St, Queensbury, NY 12804 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Bank (Formerly: Pioneer Savings Bank) | Albany | NY | 01/2015 | Present |
| Lpl Financial, Llc | Albany | NY | 02/2016 | Present |
1. 02/02/2016-10 New Kent Rd/Real Estate Rental/1. This is a single family home rental property. I am joint owner with my wife Melissa Lindner. 2. 10 New Kent Rd. Gansevoort, NY 12831/1%/10 New Kent Rd, Gansevoort, NY 12831 2. 02/02/2016-10-Sharp Delaney Hunting Club/Hunting Club/1. this is a hunting club, structred as a not for profit organization. The organiation collects dues from its members and uses the dues to pay property taxes and maintenance on the property. 2. I am 1/6th owner. 3. no 4. No one is employed by the hunting club 5. ther is no office. 3. 04/04/2016; Pioneer Wealth Management; DBA for LPL Business (entity for LPL business); INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 02/03/2016; 180 HRS/MO; 160 HRS DURING SECS TRADING HRS. 4. 8/16/2019 - No Business Name - Investment Related - 5 Lenca Ct., Wilton, NY 12831 - Real Estate Rental - Start Date: 07/26/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Renting out primary residence part time. 5. 5/5/2021 - 117 Mulligan, LLC - Investment Related - Richfield Springs, NY 13439 - Real Estate Rental - Start Date: 5/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading - LLC rents the farm land out to a local farmer.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-05-13 |
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