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James Vincent Mcgurren

Simon Quick Advisors, LLC

New York, NY

Morristown, NJ

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Current Employers
Simon Quick Advisors, Llc

360 Mt. Kemble Ave, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-05
LA RA APPROVED 2019-10-03
TX RA APPROVED 2019-10-03
  • NY RA
    APPROVED
    Since 2021-04-05
  • LA RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED
    Since 2019-10-03

Branch Locations

12 E 49Th St 7Th Floor, New York, NY 10017 • United States

360 Mt. Kemble Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Capital Management Llc New York NY 09/2009 10/2019
Simon Quick Advisors, Llc Morristown NJ 10/2019 Present
Previous Registrations
  • 2011-11-03 → 2019-10-01
    Next Capital Management Llc
    New York, NY
  • 2006-06-21 → 2013-05-28
    Dartmouth Advisory Services,Inc.
    Garden City, NY
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-29
  • S65 Uniform Investment Adviser Law Examination
    2003-09-29
Designations
Other Names
  • Jim Mcgurren
  • James V. Mcgurren

View on SEC IAPD

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