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Robert A Johnston

J.P. Morgan Securities LLC

Oconomowoc, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-07
WI RA APPROVED 2018-10-08
  • TX RA
    APPROVED_RES
    Since 2022-04-07
  • WI RA
    APPROVED
    Since 2018-10-08

Branch Locations

138 East Wisconsin Avenue, Oconomowoc, WI 53066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Oconomowoc WI 07/2009 Present
J.P. Morgan Securities Llc Oconomowoc WI 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-03
S63 Uniform Securities Agent State Law Examination 2009-08-06
  • S66 Uniform Combined State Law Examination
    2018-10-03
  • S63 Uniform Securities Agent State Law Examination
    2009-08-06
Other Names
  • Rob A Johnston
  • Robert Alexander Johnston
  • Rob Johnston

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Oconomowoc, WI
LIFEMARK SECURITIES CORP. · OCONOMOWOC, WI
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STATE FARM INVESTMENT MANAGEMENT CORP. · Oconomowoc, WI
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MIDPOINT VENTURES, LLC · OCONOMOWOC, WI
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