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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-20
CA RA APPROVED 2025-01-01
MD RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2026-01-20
  • CA RA
    APPROVED
    Since 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

1 Alhambra Plaza, Suite 1130, Coral, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snowden Account Services Inc New York NY 04/2015 Present
  • 04/2015 → Present
    Snowden Account Services Inc
    New York, NY
Previous Registrations
Other Businesses

SNOWDEN CAPITAL ADVISORS LLC.; INVESTMENT RELATED; ADDRESS 540 MADISON AVE FL 9 NEW YORK NY 10022; SUPERVISORY OFFICER; START DATE: 04/2015; TOTAL # OF HOURS 80 # OF HRS DEVOTED TO OBA BETWEEN 9:30AM - 4:00PM; DESCRIPTION OF DUTIES; INVESTMENT SOLUTIONS 2/2023; Greater Miami Chamber of Commerce; member; discuss greater Miami business development; three hours per month; non-investment related; no compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-03
S63 Uniform Securities Agent State Law Examination 2005-07-28
  • S65 Uniform Investment Adviser Law Examination
    2007-01-03
  • S63 Uniform Securities Agent State Law Examination
    2005-07-28
Other Names
  • Joe Raieta

View on SEC IAPD

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