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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-29 |
| CA | RA | APPROVED | 2025-01-08 |
Branch Locations
30 Vesey St 9Th Floor, New York, NY 10007 • United States
2 Embarcadero Center 9Th Flr, San Francisco, CA 94111 • United States
520 Broadway Suite 200, Santa Monica, CA 90401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life | San Francisco | CA | 06/2007 | 07/2023 |
| Mml Investors Services | San Francisco | CA | 11/2017 | 07/2023 |
| Lenox Advisors, Inc | San Francisco | CA | 06/2007 | 07/2023 |
| Hornor, Townsend, & Kent Llc | Horsham | PA | 07/2023 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 05/2023 | Present |
1) NAME OF ACTIVITY INSURANCE BROKERAGE| INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES/PRIVATE LABEL WEALTH MANAGEMENT | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 07/06/2023 | NATURE OF ACTIVITY: INSURANCE SALES | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 40 | DESCRIPTION OF DUTIES: INSURANCE BROKERAGE DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-02 |
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