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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Pa | Tunkhannock | PA | 01/2009 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 02/2014 | Present |
| Cetera Investment Advisors Llc | Tunkhannock | PA | 02/2014 | Present |
1.)ELIGIBLE TO RECEIVE REFERRAL FEES FROM TRUST DEPARTMENT. 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-15 |
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